Examining Enforcement of Criminal Insider Trading and Hedge Fund Activity

Full Committee Date: Tuesday, December 5, 2006 Time: 09:30 AM

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Witnesses

Panel I

  1. Mr. Gary J. Aguirre
    Former Investigator
    U. S. Securities and Exchange Commission
    Washingon , DC
  2. Mr. Walter Stachnick
    Inspector General
    U. S. Securities and Exchange Commission
    Washington , DC
  3. Mr. Robert Hanson
    Branch Chief, Division of Enforcement
    U. S. Securities and Exchange Commission
    Washington , DC
  4. Mr. Mark Kreitman
    Assistant Director, Division of Enforcement
    U. S. Securities and Exchange Commission
    Washington , DC
  5. Mr. Paul R. Berger
    Former Associate Director, Division of Enforcement
    U. S. Securities and Exchange Commission
    Washington , DC
  6. Mr. Eric Ribelin
    Branch Chief, Office of Market Surveillance
    U. S. Securities and Exchange Commission
    Washington , DC

Panel II

  1. The Honorable Richard Blumenthal
    Attorney General
    State of Connecticut
    Hartford , CT
  2. Ms. Linda C. Thomsen
    Director of Enforcement
    U.S. Securities and Exchange Commission
    Washington , DC
  3. Mr. Ronald Tenpas
    Associate Deputy Attorney General
    United States Department of Justice
    Washington , DC